Senior Compliance Officer
My role is predominantly to complete file checks on the financial advisers to ensure that the files are compliant and keeping up to date with the regular changes of the fast pace environment that we work in.
For the past 25 years I have spent equal time providing independent financial advice and working in compliance roles. Having had a foot in both camps I fully understand the frustration when a file is graded anything other than suitable but I am always looking for reasons to pass files rather than to fail them. Unfortunately, this is not always possible but I can assure you I don’t get satisfaction from highlighting issues…….it only makes the role more difficult!
My children make me very proud, Alex is 17 and completing A Levels and recently qualified as a football referee to provide some income whilst at college. Having played football since the age of 6 and held a season ticket at Leeds United from the same age he decided blowing a whistle on a football field was far more interesting than washing dishes at Zucchini’s. Francesca is 11 and represents Leeds at gymnastics and plays football for Carlton Athletic and trains with Leeds United in the school holidays, she has also held a season ticket since the age of 6 and is basically sport mad.
Enjoy yourself and live in the moment. Live each day like it is your last as time flies by without wishing your life away.
I would be 24 as this was the age that I took time out from work and went traveling with friends making many magical memories. Not too young to be wet behind the ears but not too old to be a risk taker, the perfect time in life.
Trustworthy, loyal and dependable.
Our lives are busier than ever, that’s why one of our team will call you back to see how we can help. Just fill in the contact form and we’ll do the rest!